Requisition ID: 154479
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.
Job Purpose:
The Governance & Operations Manager is responsible for contributing to Private Investment Counsel’s overall success by leading a team and initiatives to minimize regulatory, Tier 1 and reputational risk to the firm. The incumbent will conduct ongoing supervisory activities to a high standard, identifying potential issues and concerns and ensuring appropriate corrective actions are implemented in a timely manner. The Governance & Operations Manager works closely with the Senior Manager, National Field Operations and in market Relationship Managers in order to implement risk and compliance mitigation strategies and programs, regulatory monitoring and to fulfil sales supervisory functions for the assigned Market.
This role will manage a team of assigned Portfolio Administrator’s in the delivery of superior service and operational support to PIC Relationship Managers and their clients. The Governance & Operations Manager is responsible for managing workflows and operational project and initiative rollouts, training, coaching and supporting the professional development of their team members. This includes in-market oversight and leadership to drive operational efficiency through development and implementation of best practices leading to sustainable operational excellence.
Accountabilities:
1. Executes on effective management of tier one compliance and regulatory oversight for the assigned market:
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