Job Description

Compliance Officer5700 Yonge St, North York, ON M2M 4G3, Canada Req #3251Friday, March 21, 2025Questrade Financial Group (QFG), through its companies - Questrade, Inc., Questrade Wealth Management Inc., Community Trust Company, ThinkInsure, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, insurance, real estate services, financial services and more. Questrade uses cutting-edge technologies to develop innovative products that give customers better, more affordable ways to take control of their money.We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our mission and each other. Your team members will help you conquer challenges, push boundaries and discover what you are truly capable of.This is a place where you can explore, discover and learn with continuous growth. As a diverse and inclusive place to work, with a hybrid working environment you can unleash your creativity and curiosity with no limits. If you share the same sense of infinite possibility, come shape your future at QFG.Whats in it for you as an employee of QFG?Health & wellbeing resources and programsPaid vacation, personal, and sick days for work-life balanceCompetitive compensation and benefits packagesWork-life balance in a hybrid environment with at least 3 days in officeCareer growth and development opportunitiesOpportunities to contribute to community causesWork with diverse team members in an inclusive and collaborative environmentWere looking for our next Compliance Officer. Could It Be You?Reporting to the Compliance Manager, the Compliance Officer is responsible for monitoring Community Trust Companys compliance with applicable regulatory requirements, guidelines and policies and procedures on Regulatory Compliance Management, Consumer Protection, Privacy and Anti-Money Laundering. This role performs the second line of defense function pursuant to OSFI Guideline E-13 (RCM) and entails the daily operation and administration of the RCM program. The incumbent serves as an internal subject matter expert for identifying applicable regulatory requirements, including but not limited to those by OSFI, Bank Act, TLCA, FCAC, CDIC, CASL, CRA, AODA, and PIPEDA, and is responsible for interpreting regulatory requirements, providing policy interpretations, and monitoring and management of issues.Need more details? Keep readingxe2x80xa6In this role, responsibilities include but are not limited to:In this role, responsibilities include but are not limited to:Primary responsibility of maintenance of Compliance Management System (i.e. Resolver) to ensure the control library is up to date and operating effectively.Receiving and actioning regulatory updates on behalf of the compliance department and business units. (i.e Change management process handling)Identify and document issues of non-compliance and monitor issue remediation statusReview and update policies and procedures as requiredThe ability to interpret the regulatory requirements and translate them into compliance activity tailored to CTC products and processesStrong verbal and written communication skillsAbility to gather, analyze, document and present large volumes of information in a succinct and organized mannerAbility to collaborate with all internal and external stakeholders (Management, auditors, regulators)A good understanding of bank or trust and loan company regulatory requirementsThe ability to interpret the regulatory requirements and translate them into compliance activity tailored to CTC products and processesAbility to say updated on regulatory change and their implicationsUnderstanding of compliance risk assessment methodologyStrong verbal and written communication skillsAbility to assist in the development and implementation of compliance policies and procedures.Ability to gather, analyze, document and present large volumes of information in a succinct and organized mannerAbility to collaborate with all internal and external stakeholders (Management, auditors, regulators)Experience in compliance, audit, or internal control functions strongly preferredHave working knowledge of the following products: Mortgages, GICs and Registered PlansSo are YOU our next Compliance Officer? You are if youxe2x80xa6Have a Post-Secondary Education in Business or equivalent.Have a CAMS, CIPP/C or CIPM designation.Have a minimum of 5 years of experience in a federally regulated financial institution (preferably in a trust company or bank) with demonstrated knowledge and extensive experience in RCM, AML, privacy, consumer protection regulatory requirements, both in the governance and operational aspect.Have experience working directly with federal and provincial regulators and auditors (OSFI, CDIC, FCAC, OBSI, OPC) and handling customer complaints.Additional Informationxe2x80xa6Please note this role will be required to be in office 3 days a weekSounds like you? Click below to apply!#LI-MC1#LI-HYBRIDAt Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment. This is an environment where individuals are treated with dignity and respect. Here, the unique skills and experience you bring will be valued. You will be supported and motivated, so that you can harness your unlimited potential. Our team reflects the diversity of the communities we serve and operate in. Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existencexe2x80x94not only for the benefit of our customers, but for those who build their career with us.Questrade Financial Group of companies Applicant Tracking System utilizes artificial intelligence (AI) for application screening. The AI system operates on predetermined criteria, with final decisions subject to human review.Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment/selection process, please let us know and we will work with you to meet your needs.