Job Description

***English follows***
La personne que nous recherchons
Nous sommes a la recherche d'un Analyste de tests de risques de conformite pour travailler au sein d'une equipe de professionnels afin d'elaborer et d'executer des tests reglementaires et des tests de controle pour fournir l'assurance raisonnable que State Street se conforme aux lois, reglementations et politiques internes applicables. En tant que membre d'une equipe mondiale collaborative, vous contribuerez a l'elaboration du plan de test des risques de conformite et executerez des tests importants sur le plan strategique. Ce poste est ideal pour une personne ayant de l'experience en evaluation des risques, en controles internes, en conformite ou en fonctions de verification.
L'importance de ce role pour nous
L'equipe que vous rejoindrez joue un role important dans le succes general de l'organisation. A l'echelle mondiale, les investisseurs institutionnels comptent sur nous pour les aider a gerer le risque, a relever les defis et a generer le rendement et la rentabilite. Pour y arriver, nous avons besoin d'equipes comme la votre pour faciliter la collaboration avec les employes et l'organisation dans son ensemble. Dans votre role, vous vous efforcerez de trouver des solutions de pointe, simples et evolutives. Vous nous aiderez a developper la resilience et a realiser nos taches quotidiennes au meilleur de nos capacites Joignez-vous a nous si faire votre marque dans l'industrie des services financiers des le premier jour est un defi pour lequel vous etes pret.
Ce dont vous serez responsable
En tant qu'Analyste de tests de risques de conformite, vous devrez :

• Mener les revisions de processus et concevoir les activites de surveillance et de tests pour les domaines juges plus importants.
• Effectuer une analyse des donnees probantes et tirer des conclusions quant a la pertinence et a l'efficacite des controles commerciaux ou a la violation d'une obligation reglementaire.
• S'assurer que les feuilles de travail sont terminees, organisees et qu'elles soutiennent le travail execute, y compris la preuve des exceptions identifiees.
• Rediger des rapports appropries pour une utilisation au niveau de la haute direction afin de communiquer clairement les resultats, les risques et les problemes cles.
• Se tenir au courant des domaines d'interet des organismes de reglementation, des mesures d'application recentes et des pratiques generales du secteur.
• Gerer le personnel et le soutenir au moyen de discussions sur l'encadrement et le developpement de carriere, au besoin.

Ce que nous valorisons
Ces competences vous aideront a reussir dans ce role :

• Bonnes aptitudes interpersonnelles et de communication, a l'ecrit et a l'oral.
• Capacite de prioriser efficacement plusieurs taches et de travailler en collaboration au sein d'une equipe internationale dans plusieurs emplacements avec des intervenants mondiaux.
• Capacite a evaluer des donnees commerciales detaillees et des resultats de tests avec un esprit critique et une comprehension des defis a relever
• Un etat d'esprit inclusif qui reconnait l'importance d'etablir des relations au sein d'une equipe mondiale diversifiee et qui demontre une capacite a travailler avec differentes cultures avec adaptabilite et flexibilite.
• Enthousiasme pour l'apprentissage et aptitude a apprendre rapidement, et motivation a user d'un leadership eclaire pour continuer a developper l'equipe de tests de risques de conformite.

Formation et qualifications privilegiees

• Baccalaureat ou diplome equivalent.
• Experience pertinente d'au moins quatre a six ans dans une fonction de verification ou d'audit d'entreprise dans le secteur des services financiers et/ou experience connexe dans la gestion d'operations d'audit ou de verification complexes, ou de projets connexes.
• CPA, CIA, CISA ou autre certification applicable, un atout.

Who we are looking for
We are looking for a Compliance Risk Testing Analyst to work with a team of professionals to develop and execute regulatory testing and controls testing to provide reasonable assurance that State Street is complying with applicable laws, regulations, and internal policies. As part of a collaborative global team, you will contribute to Compliance Risk Testing plan development, and execute strategically important testing. This position is perfect for an individual who has experience with risk assessment, internal controls, compliance or audit functions.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As a Compliance Risk Testing Analyst you will:

• Lead process walkthroughs and design monitoring and testing activities for areas deemed to be of higher focus
• Perform an analysis of evidentiary data and draw conclusions as to the adequacy and effectiveness of business controls or whether a regulatory obligation has been breached
• Ensure that workpapers are thorough, well-organized, and support the work executed, including evidence of exceptions identified
• Draft reports that are appropriate for executive level consumption to clearly communicate results, risks, and key issues
• Maintain current knowledge of regulators' focus areas, recent enforcement actions, and industry practices generally
• Manage staff and support them through coaching and career development discussions, as necessary

What we value
These skills will help you succeed in this role

• Strong written, verbal, and interpersonal skills
• Ability to effectively prioritize multiple tasks and work collaboratively as part of an international team across multiple locations with global stakeholders
• Ability to evaluate detailed business data and test results with healthy skepticism and an understanding of when and how to challenge
• Inclusive mindset that recognizes the value of building relationships across a diverse global team and demonstrate an ability to work across cultures with adaptability and flexibility
• Enthusiasm for learning and an aptitude to learn quickly, and the motivation to use thought leadership to continue to grow the Compliance Risk Testing Team

Education & Preferred Qualifications

• Bachelor's degree (or equivalent)
• Minimum 4-6 years relevant work experience in a corporate testing or audit function within the financial services sector and/or related experience managing complex audit or testing operations, or related projects
• CPA, CIA, CISA or other applicable certification preferred

About State Street
Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you'll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.
As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.
Discover more information on jobs at
Read our

Skills Required