Job Description

Come Work with Us!

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

Job Title Sr. Manager, Regulatory Compliance



What is the opportunity?

The role of Sr. Manager, Regulatory and Compliance will provide first line regulatory and compliance risk support for Personal Banking and Investments.

What will you do?

• Accountable for regulatory and compliance solutions that balance business priorities and regulatory risks for business-driven and other compliance-related projects.
• Contributes and promotes the identification and implementation of changes to meet provincial and federal mandates.
• Owns the evaluation and documentation of internal controls and risk procedures required to meet regulatory and compliance changes and reviews.
• Direct regulatory and compliance remediations, as required by providing leadership and assistance to stakeholders on escalated production issues impacting legal or regulatory obligations, and ensure that such issues are identified, tracked, reported and resolved in a responsive and proactive manner.
• Proactively, help drive initiatives forward, and provide support, coordinate with partners, flag risks and communicate updates to key stakeholders.
• Responsible for policy management and regulatory/legal documentation.
• Supports the Director, Banking and Payments Regulatory Compliance in providing first line regulatory and compliance oversight within Personal Banking and Investments.

What do you need to succeed?

Must-have:

• University degree, professional designation, graduate degree or equivalent work experience.
• Minimum 3-5 years of personal and commercial banking experience.
• Ability to converse effectively and diplomatically with individuals at all levels.
• Innovative self-starter who works well under pressure.

Nice to have:

• Good understanding of RBC's corporate structure and regulatory landscape
• Subject matter expertise in regulatory requirements, internal controls and strong control evaluation capabilities
• Experience working in close partnership with stakeholders at various levels

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

• Ability to make a difference and lasting impact
• Work in a dynamic, collaborative, progressive, and high-performing team
• Opportunities to do challenging work

Job Summary

Address: TORONTO, Ontario, Canada

City: CAN-ON-TORONTO

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: Personal and Commercial Banking

Job Type: Regular

Pay Type: Salaried

Posted Date: 2022-11-21-08:00

Application Deadline: 2022-12-02-08:00

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at rbc.com/careers.