Job Description

Do you love the world of insurance compliance? Are you someone that wants to be part of a team that makes a difference? Do you enjoy collaborating and engaging with Advisors, Internal Work Groups and the Industry? Do you get excited about the opportunity to use research and metrics to mitigate risk and ensure our organization and advisors adhere to industry and regulatory practices? If \xe2\x80\x98yes\xe2\x80\x99 is the only answer that comes to mind, then you could be the next Senior Compliance Analyst to join the FH family! Curious, and want to know more? Keep reading to see if this position is the one for you!
Notes:

• This role will be on-site initially and will later be supported by a hybrid work arrangement where the individual can work from home a few days a week.
• This is a 1 year contract opportunity.

What will you be doing in this role?

• Act as the initial insurance compliance contact and resource for field management and advisors by managing the intake and assignment of tasks to the Compliance staff for review, response and investigation
• Prepare regular, periodic metrics and reports on intake items, requests, and duties performed by the Compliance team
• Performs compliance assessments and reviews of advisor practices including the identification of deficiencies and areas of opportunity, and oversight of remediation
• Provide the Regional Compliance Managers with insurance compliance support, including presentations, webinars, workshops or other education opportunities in the field
• Research and maintain a current understanding of insurance compliance regulatory and industry requirements
• Maintain close working relationships with all members of the Compliance department to ensure department wide policies and procedures are well maintained
• Assist in various project-working groups to provide regulatory compliance support and identify legislative/regulatory gaps and risks to the VP, National Compliance
• Occasional travel within Canada required

What should your experience and qualifications look like?

• 5 years of insurance experience with a focus on compliance and/or operations.
  
• Possesses specialized knowledge of insurance compliance and products, and associated regulatory environment
• Knowledge of individual insurance and wealth products
• College diploma, University degree, or equivalent experience
• Industry courses would be an asset
• Knowledge of WealthServ an asset
• LLQP an asset

What competencies are required?

• Service oriented
• Analytical
• Time management skills
• Problem solving skills
• Communication skills (verbal and written)
• Negotiation skills
• Interpersonal skills
• Adaptable

Who are we?

Financial Horizons is the leading, national, Canadian-owned and operated Managing General Agency (MGA) that offers a comprehensive selection of life/health insurance, employee benefits, pensions, investments, structured settlements, and risk management products and services to advisors throughout Canada. We are headquartered in Kitchener, Ontario, and have a national presence with offices across the country. There is a lot more to us under the \xe2\x80\x98Our Story\xe2\x80\x99 section, but we\xe2\x80\x99re trying to keep it short here. If you\'ve read this far, first of all, thank you for your time, second, if this seems like a great fit for you, then we look forward to your application! :)