Director, Investor Operations, Aml

Halifax, NS, Canada

Job Description


Company Description

About MUFG Investor Services:

MUFG Investor Services provides asset servicing solutions to the global investment management industry. Leveraging the financial and intellectual capital of MUFG - one of the largest banks in the world with $2.8 trillion in assets - we provide clients access to a range of leading solutions from fund administration, middle-office outsourcing, custody, foreign exchange, trustee services and depository to securities lending and other banking services.

With a diverse and dynamic network of offices across the globe, MUFG Investor Services provides challenging and rewarding careers. We achieve this by offering continuous learning and development, collaborative team work environment, promotion of work-life integration, and exposure to a wide variety of work.

Imagine your future at MUFG Investor Services where you can grow professionally, in a diverse and inclusive workplace that rewards your contribution.

#LI-Hybrid



Reporting to the Executive Director, AML, a list of your responsibilities will include:

  • Support Global Head with local & global initiatives, projects, deliverables, and budget adherence.
  • Ensure adherence to company and AML department policies and procedures contributing to the policy, procedures development and review process, with emphasis on gaps/risks and ensuring regulatory requirements are adhered to.
  • Ensure the AML team supports the client integration process and the experience is professional and positive for all parties involved.
  • Manage as appropriate any sensitive or escalated queries/concerns from Clients, Investors, Fund Managers or internal MUFG Departments adhering to a high quality standard.
  • Ensure all relevant deliverables are dispatched as required, accurately and timely.
  • Manage and drive individual performance of all direct reports through regular one to one meetings, regular performance discussions, career coaching and development as requested, annual performance reviews as per company standards. Foster a professional environment of encouraging personal and professional development.
  • Be part of internal AML framework and participate in regular service review calls with assigned Client(s), CSMs, and other internal departments.
  • Champion Investor Operations, AML initiatives within your team, encouraging participation, constructive feedback and idea generation from the team members.
  • Assuming a lead role or be a contributor to projects, instilling a culture that embraces innovation, change and supports a global operating model.
  • Support and Promote MUFG\'s core values of Trust, Challenge & Empowerment, Passion for Clients and Openness and Honesty
Qualifications
  • 10+ years of operations experience in financial services (AML) and with at least 5-7 years in a managerial capacity.
  • Relevant degree or internationally recognized AML qualification
  • Experience with the execution and management of project based work
  • Experience leading teams/departments, resource planning, driving change, developing an implementing procedures and controls in Investor Services, fund administration or related industry
  • Proven organizational skills with ability to effectively manage multiple priorities and meet deadlines.
Additional Information

At MUFG Investor Services, we are exceptionally proud of our approach to Hybrid Working. It enables the flexibility to thrive from wherever our employees work and, stay connected to their team and our culture. When we make Hybrid Working plans, we get to know the individual and pride ourselves in underpinning all our decisions with fairness and consistency.

MUFG Investor Services provides all of its employees with an extremely attractive compensation package. In addition to base salary, there is a group medical insurance scheme, group pension scheme, reimbursement of professional subscriptions, paid holidays and assistance towards gym memberships.

We thank all candidates for applying; however, only those proceeding to the interview stage will be contacted. If you are contacted for a job opportunity, please advise us of any accommodations needed to ensure fair and equitable access throughout the recruitment and selection process. All accommodation information provided will be treated as confidential and used only to provide an accessible candidate experience.

MUFG is an equal opportunity employer.

MUFG Investor Services

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Job Detail

  • Job Id
    JD2166111
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Halifax, NS, Canada
  • Education
    Not mentioned