Job Description

locations
Toronto, Ontario
Boston, Massachusetts
CAN, Quebec, Montreal, 1245 Sherbrooke West
time type
Temps plein
posted on
Publie il y a 7 jour(s)
time left to apply
Date de fin : 9 juin 2025 (Il reste 13 jours pour postuler)
job requisition id
JR25050064
The Investment Compliance team is seeking looking for a Compliance Senior Specialist to join the team. In this role you will provide investment compliance/trade monitoring support to ensure compliance with applicable regulatory requirements and internal policies and procedures. The position plays a critical role ensuring that the Company has an appropriate global model in place for investment monitoring activities that include but not limited to account management/new account onboarding activities, monitoring and system usage by ensuring key controls and standards are in place globally.

The focus of the role will be North America/Europe role but will also involve supporting the business in developing standards to align monitoring activities and participate in projects and key initiatives to ensure best practices, policies and procedures are adhered to globally.

Position Responsibilities:Review account documentation and collaborate with local trade monitoring teams, client relationship management, product, legal and front office to obtain guideline interpretative clarifications for restrictions and portfolio monitoring Develop, implement, and ensure adherence to required controls and monitoring best practices and standards to ensure consistency in the way business/process/products are developed and maintained, provide training as needed Provide ad hoc monitoring and regulatory advice to Trading, Operations, Compliance monitoring teams (BAU) to ensure awareness and understanding of relevant regulations Collaborate with front, middle, and back office to ensure effective business controls in place to prevent, detect and correct violations of regulatory and contractual requirements as it relates to portfolio monitoring Keeps abreast of regulatory developments and assess impact on business operations; support the development, implementation and maintenance of policies and procedures that enable the firm to remain in compliance with regulatory requirements Engage with internal teams and external vendors to communicate deficiencies; gather compliance requirements; and incorporate systemic enhancements and changes Contribute to design and implementation of new critical investment initiatives by identifying key compliance requirements, assessing gaps and risk exposures Assist management and other business unit partners in ad hoc compliance related projects as assigned


Required Qualifications:Minimum 2-3 years of related financial services, audit, compliance, or legal experience Experience coding compliance rules within an order management system such as Bloomberg AIM, Charles River (CRD), BlackRock Aladdin and/or similar systems preferred Detail-oriented Ability to demonstrate a high degree of initiative and a strong commitment to meeting deadlines Able to prioritize and reprioritize work deliverables and projects for internal clients based on changing business needs Ability to work independently and as part of a team Ability to facilitate decision making across groups in the company Ability to analyze information, make appropriate recommendations Excellent organizational, prioritization and time management skills Knowledge of investment industry and international financial markets Strong verbal and written communication skills Strong project management skills with an ability to understand business processes and their risk implications, analyze complex situations, reach appropriate conclusions, and make value-added and practical recommendations


Preferred Qualifications:BlackRock Aladdin experience Knowledge and monitoring experience of securities laws and regulations - such as Advisers Act, Investment Company Act, NI 81-102 and UCITS
When you join our team:We'll empower you to learn and grow the career you want. We'll recognize and support you in a flexible environment where well-being and inclusion are more than just words. As part of our global team, we'll support you in shaping the future you want to see.

#LI-Hybrid
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A propos de Manuvie et de John Hancock
La Societe Financiere Manuvie est un chef de file mondial des services financiers qui aide les gens a prendre leurs decisions plus facilement et a vivre mieux. Pour en apprendre plus a notre sujet, rendez vous a l'adresse www.manuvie.com.
Manuvie est un employeur qui souscrit au principe de l'egalite d'acces a l'emploi
Chez Manulife/John Hancock nous valorisons notre diversite. Nous nous efforcons d'attirer, de perfectionner et de maintenir une main d'oeuvre qui est aussi diversifiee que nos clients, et de favoriser la creation d'un milieu de travail inclusif qui met a profit la diversite de nos employes et les competences de chacun. Nous nous engageons a assurer un recrutement, une fidelisation, une promotion et une remuneration equitables, et nous administrons toutes nos pratiques et tous nos programmes sans discrimination en raison de la race, de l'ascendance, du lieu d'origine, de la couleur, de l'origine ethnique, de la citoyennete, de la religion ou des croyances ou des convictions religieuses, du genre (y compris grossesse et affection liee a une grossesse), de l'orientation sexuelle, des caracteristiques genetiques, du statut d'ancien combattant, de l'identite de genre, de l'expression de genre, de l'age, de l'etat matrimonial, de la situation de famille, d'une invalidite ou de tout autre motif protege par la loi applicable.
Nous nous sommes donne comme priorite d'eliminer les obstacles a l'acces egalitaire a l'emploi. C'est pourquoi un representant des Ressources humaines collaborera avec les candidats qui demandent accommodement raisonnable pendant le recrutement. Tous les renseignements communiques pendant le processus de demande d'accommodement seront stockes et utilises conformement aux lois et aux politiques applicables de Manuvie. Pour demander une mesure d'accommodement raisonnable dans le cadre du recrutement, ecrivez a recruitment@manulife.com.
Region de reference du salaire
Toronto, Ontario
Modalites de travail
Hybride
L'echelle salariale devrait se situer entre
$71,925.00 CAD - $119,875.00 CAD
Si vous posez votre candidature a ce poste en dehors de la region principale, veuillez ecrire a recruitment@manulife.com pour obtenir l'echelle salariale correspondant a votre region. Le salaire varie en fonction des conditions du marche local, de la geographie et de facteurs pertinents lies au poste telles les connaissances, les competences, les qualifications, l'experience et l'education ou la formation. Les employes ont egalement la possibilite de participer a des programmes de motivation et de toucher une remuneration incitative liee au rendement de l'entreprise et au rendement individuel.
Manuvie offre aux employes admissibles une vaste gamme d'avantages sociaux personnalisables, notamment une assurance soins medicaux, soins dentaires, sante mentale, soins de la vue, invalidite de courte et de longue duree, assurance vie et assurance DMA, assurance adoption, de maternite de substitution et de soins medicaux non urgents ainsi que des programmes d'aide aux employes et leur famille. Nous proposons egalement aux employes admissibles differents regimes d'epargne-retraite (y compris des regimes de rente et un programme international d'actionnariat assortie de cotisations patronales de contrepartie) ainsi que des ressources en matiere d'education et de conseils financiers. Notre genereux programme de conges remuneres au Canada comprend les jours feries, les conges annuels, les conges personnels et les conges de maladie, et nous offrons toute la gamme des conges autorises prevus par la loi. Si vous posez votre candidature a ce poste aux Etats-Unis, veuillez ecrire a recruitment@manulife.com pour obtenir de plus amples renseignements sur les dispositions relatives aux conges remuneres specifiques aux Etats-Unis.