We are a leading financial services provider, regulated by CIRO, committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up because when colleagues are healthy, respected and meaningfully challenged, we all thrive. Discover how you can grow your career, make impact and drive real change with our Winning Team today.
Reporting to the Manager, Compliance Policy, Training and Workflow , the Compliance Officer leverages extensive knowledge of CIRO and securities regulatory requirements to ensure dealer policies, training and workflows are up-to-date and effective. This program allows the firm to supervise effectively and efficiently, delivering relevant policies, training, and updates using modern technology and workflow solutions.
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