Job Description

Our client is a top financial institution with significant North American holdings. They have operations across most major verticals, including institutional & corporate, wealth management, private client, commercial banking, treasury, and retail banking.Introduction: Robertson is seeking a skilled Compliance Analyst to join our client.Contract Period: 6 months
Pay Rate: TBD
Location: Waterloo, ON
Location type: Hybrid, 3 days per week
Business Hours: Monday to Friday; 9am to 5pmJob Responsibilities:

• Conduct AML assessments based on referrals from Business Areas and determine the appropriate course of action based on unusual activity.
• Assess daily transaction monitoring alerts, understanding the indicators, facts, and context of the transaction activity.
• Investigate and assess the risk of alerts identified by the client's customer risk assessment tools using judgment and knowledge of money laundering patterns to assess whether transactions are suspicious; conduct investigations; make recommendations as to the appropriate course of action and document details of suspicion where required.
• Maintain proper records and audit trails of investigation activity and disposition actions for all alerts, ensuring compliance with regulatory filing requirements.
• Assess daily ATF/PEP/Country watch list alerts to determine if watch list record has a business relationship with the client; and performing enhanced due diligence as required with appropriate reporting.

Experience & Qualification Requirements:

• 2+ years of AML/ATF experience
• Understanding of AML/ATF regulations and risk management
• Minimum 6 months of Banking or finance industry experience
• Solid experience with AML/ATF management & reporting systems (e.g., PRM, FCRM, FWR)
• Banking and/or Securities sector AML/ATF experience
• CAMS certification
• Bilingual in French
• Bachelor's degree
• CAMs is preferred
• Effective analytical skills and strong oral and written communication skills
• Strong time management with ability to take responsibility and operate independently to ensure that compliance objectives are achieved

****ALL CANDIDATES MUST COMPLETE A CRIMINAL AND CREDIT CHECK AS PART OF THE APPLICATION PROCESS****How to Apply: If you are a motivated professional looking to contribute to a leading team, please submit your resume outlining your qualifications and experience relevant to this role. Robertson & the clients we represent, value diversity and are committed to creating an inclusive workplace. We invite all qualified individuals to apply.Robertson & the clients we represent are equal opportunity employers, committed to diversity and inclusion. Robertson is a certified diverse supplier and actively seeks to foster a representative and inclusive workforce. We welcome applications from all qualified individuals, regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veteran status, Aboriginal status, or any other legally protected factors. We champion building a diverse and inclusive environment.

Robertson & Company