Job Description

Questrade Financial Group (QFG) of Companies is committed to helping our customers become much more financially successful and secure.

We are everything a traditional financial institution is not. At QFG, you will be constantly moving forward, bringing the future of fintech into existence. You will be a part of a collaborative team that cares deeply about our mission and each other. Your team members will help you conquer challenges, push boundaries and discover what you are truly capable of.

This is a place where you can explore, discover and learn with continuous growth. As a diverse and inclusive place to work, there are flexible working arrangements so you can unleash your creativity and curiosity with no limits. If you share the same sense of infinite possibility, come shape your future at Questrade.

What\xe2\x80\x99s in it for you as an employee of QFG?

• Health & wellbeing resources and programs
• Paid vacation, personal, and sick days for work-life balance
• Competitive compensation and benefits packages
• Hybrid and flexible work arrangements
• Career growth and development opportunities
• Opportunities to contribute to community causes
• Work with diverse team members in an inclusive and collaborative environment

We\xe2\x80\x99re looking for our next Compliance Analyst, AML. Could it Be You?

The purpose of the Compliance Analyst is to assist Questrade in complying with anti-money laundering (AML) and anti-terrorist financing (ATF) legislation, and complying with Questrade\xe2\x80\x99s internal AML and ATF policies and procedures. This will be achieved through the day-to-day activities performed under the supervision of the AML Compliance Supervisor.

What\xe2\x80\x99s it like working as a Compliance Analyst, AML at Questrade?

The Compliance Analyst shall be responsible for adhering to all aspects of Questrade\xe2\x80\x99s AML and ATF policies and procedures and for documenting all cases referred for compliance review.

A successful candidate is interested in pursuing a career in Anti-Money Laundering compliance, specifically within the Life Insurance and/or Real Estate sectors and is a motivated individual with strong organization skills, solid oral and written communication skills, attention to detail, exceptional follow-through and success in building relationships with business partners.

Need more details? Keep reading...

In this role, responsibilities include but are not limited to:

• Performing day-to-day activities associated with Questrade\xe2\x80\x99s AML and ATF program, as assigned
• Gathering information for case work
• Performing initial reviews of unusual activity referred for compliance review
• Providing recommendations to the leadership team based on research
• Filing of suspicious transaction reports
• Providing ongoing support to the compliance department
• Performing other duties, as assigned
• Proficiency in FINTRAC Guidelines for securities dealers, with an emphasis on the application within the Life Insurance and/or Real Estate sectors
• Proficiency in Questrade compliance policies and procedures
• Proficiency in Questrade\xe2\x80\x99s data management systems, including QOffice, BPS and FSS
• Establishing positive relationships with internal clients in other business units
• Working cooperatively with multiple departments during investigations
• Becoming a subject matter expert in Questrade\xe2\x80\x99s AML and ATF policies, and assessing and responding to internal client requests appropriately
• Taking ownership of processing and completing of all tasks as assigned

So are YOU our next Compliance Analyst, AML? You are if you have \xe2\x80\xa6

• Post-secondary education in a related field
• Minimum 2 years\xe2\x80\x99 experience in a Compliance, Anti-Money Laundering, or Fraud function
• 6-12 months\xe2\x80\x99 experience with an IIROC member firm or equivalent Financial Institution (such as RIBO, FSRA, or RECO)
• Solid proficiency in Microsoft Office Excel, Word and GSuite Applications (Google Docs, Google Sheets, Google Forms)
• Knowledge and/or experience in the life insurance and/or realty industry
• Excellent verbal and written communication skills
• Strong organizational and time management skills
• High ethical standards and integrity
• A natural curiosity and drive to learn

Additional kudos if you have\xe2\x80\xa6

• Anti-Money Laundering Specialist Certification (ACAMS)
• Life Licence Qualification Program Certification (LLQP)
• Fraud Examiner Certification
• Successfully completed the Canadian Securities Course (CSC)
• Solid knowledge of FINTRAC Guidelines
• Successfully completed AML industry continuing education courses

Sounds like you? Click below to apply!

#LI-NP1

#LI-Hybrid

At Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment. This is an environment where individuals are treated with dignity and respect. Here, the unique skills and experience you bring will be valued. You will be supported and motivated, so that you can harness your unlimited potential. Our team reflects the diversity of the communities we serve and operate in. Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existence\xe2\x80\x94not only for the benefit of our customers, but for those who build their career with us.

Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment/selection process, please let us know and we will work with you to meet your needs.

Other details

• Pay Type Salary

• 5700 Yonge St, Toronto, ON M2N 5M9, Canada

Questrade