Job Description

Location Address: Hybrid (1-2x a week)
Contract Duration: 6 months

Project: The Senior Analyst investigates and assesses relationships for potential financial, reputational, operational and compliance risk in addition to indicators of money laundering, terrorist financing or sanctions concerns for GBM clients.
Reason for request: Additional Support

Typical Day in Role

• Support the Associate (Team Lead) and Director to ensure that the Bank is compliant with regulatory obligations and bank-driven risk measures.
• Facilitate the Onboarding of GBM Canada clients, with a key focus on business from LATAM, in an efficient, compliant, and client-centric manner, while identifying and escalating complex issues to management for resolution.
• Participate in constructive two-way feedback with the Team Lead, with a focus on learning and development.
• Participate in development and delivery of training and/or improvements to guidance, procedures, processes, technology, etc.
• Prioritize requests for information, establishing response times and escalate requests as required
• Analyze and escalate High-Risk, PEP and sanctions-related relationships with supporting documentation to internal stakeholders for review.
• Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
• Act as an AML subject matter expert to the business and internal stakeholders.
• Perform ad-hoc, special, and/or focused data analytics as necessary, as well as other duties and projects as assigned, to support management and various GBMO projects.
• Understand how the Banks risk appetite and risk culture should be considered in day-to-day activities and decisions.
• Actively pursue effective and efficient operations while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the Guidelines for Business Conduct.

Candidate Requirements/Must Have Skills:

• 2-4 years experience in financial services and/ or KYC/AML/ATF
• 2-4 years overall experience as an Analyst
• Proficient with MS Office with experience in data analytics
• Bilingual in Spanish and English (Oral and Written)

Nice-To-Have Skills:

• The incumbent must have recognized knowledge of current and anticipated regulatory frameworks impacting client onboarding knowledge of Canadian KYC/AML.
• CANDER, Dodd Frank, EMIR, MIFID and FATCA knowledge an asset.
• A sound understanding of global banking and capital markets business is desired, as is a client-centric approach to the role.
• The incumbent should have broad knowledge of the end-to-end workflows among the Front, Middle, and Back Offices.
• Preferred: CAMS Certification, Experience with Fenergo, Fluency in French, IIROC knowledge & dealer member experience

Best vs Average: The ideal candidate would be fluent in English and Spanish with prior KYC/AML experience. They would also have strong proficiency in MS Office

LanceSoft