CIRO / OCRI
Position Title: Business Conduct Compliance Examiner Department: Business Conduct Compliance Location: Montreal Status: Permanent, Full time (Hybrid) Day in the life of: As a self regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high quality regulatory…
Position Title: Financial and Operations Compliance Examiner Department: Financial and Operations Compliance Location: Montreal Status: Permanent Full time (Hybrid) The Examiner is accountable for analyzing and independently verifying the accuracy and completeness of the submitted information by member firms within…
Position Title: Business Conduct Compliance Examiner Department: Business Conduct Compliance Location: Montreal Status: Contract 12 months (Hybrid) Day in the life of: As a self regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high quality regulatory…
Position Title: Registration Officer Department: Registration Location: Montreal Status: Permanent Full time Core Responsibilities: Reviews registration filings of moderate complexity. Conducts registration gatekeeper functions through quality, timely and consistent registration review of NRD applications and notices. Reviews information relevant to…