Trade Compliance Officer Aviso Wealth Vancouver, BC, CA Nov 25, 2025

Aviso: At Aviso, we are dedicated to improving the financial well being of Canadians. As a leading wealth management organization, we are…

Senior Compliance Officer, Employee Trading Compliance Scotiabank Toronto, ON, CA Nov 25, 2025

Requisition ID: 242521 Join a purpose driven winning team, committed to results, in an inclusive and high performing culture. The Senior Compliance…

Trade Compliance Officer Aviso Wealth Toronto, ON, CA Nov 23, 2025

Aviso: At Aviso, we are dedicated to improving the financial well being of Canadians. As a leading wealth management organization, we are…

Company Overview PWL Wealth Management is a premier independent Canadian Wealth Management firm. Canadian High Net Worth families entrust PWL to manage…

Compliance Officer Raymond James Vancouver, BC, CA Nov 21, 2025

2500598 At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is Canada's leading…

Compliance Officer, Trade Surveillance (OTC) Scotiabank Toronto, ON, CA Nov 20, 2025

Requisition ID: 238837 Join a purpose driven winning team, committed to results, in an inclusive and high performing culture. Purpose Contributes to…

Compliance Officer, Technology Governance CIBC Toronto, ON, CA Nov 17, 2025

We're building a relationship oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right…

Company Overview PWL Wealth Management is a premier independent Canadian Wealth Management firm. Canadian High Net Worth families entrust PWL to manage…

Description At CI, we see a great place to work as one that is a safe place for everyone to have a…

Managing Director, Chief Compliance Officer Sumitomo Group Toronto, ON, CA Nov 07, 2025

Purpose of Position This position is responsible for ensuring Canada Branch operations are meeting regulatory standards; advises senior management on local regulations,…

Compliance Officer Skyline Group of Companies Guelph, ON Nov 04, 2025

We're expanding our Wealth Management team and searching for a passionate, driven and energetic candidate for the position of Compliance Officer. Skyline…

Compliance Officer Raymond James Vancouver, BC, CA Nov 03, 2025

2500693 At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together. Raymond James Ltd. is Canada's leading…

Compliance Officer – Marsh Mercer US & Canada Marsh McLennan Canada Nov 01, 2025

Company: Mercer Description: At Marsh McLennan, our LCPA department fosters a culture of ethical, lawful, and risk conscious behavior. We develop and…

Compliance Officer, Equity Trade Surveillance BMO Financial Group Toronto, ON, CA Oct 21, 2025

100 King Street West Toronto Ontario,M5X 1A1 BMO has designed workplaces that foster innovation, problem solving, mentorship, and career development through natural…

Compliance Officer CI Financial Toronto, ON, CA Oct 21, 2025

Location: Toronto, ON, Canada Date Posted: Oct 17, 2025 Description At CI, we see a great place to work as one that…

Compliance Officer Scotiabank Toronto, ON, CA Oct 19, 2025

Requisition ID: 238678 We are committed to investing in our employees and helping you continue your career at Scotiabank. Contributes to the…

Compliance Officer, Trade Surveillance (OTC) Scotiabank Toronto, ON, CA Oct 19, 2025

Requisition ID: 238837 Join a purpose driven winning team, committed to results, in an inclusive and high performing culture. Purpose Contributes to…

Company Overview Peters & Co. is an independent, fully integrated investment dealer specializing in investments in the Canadian energy sector for over…

Description At CI, we see a great place to work as one that is a safe place for everyone to have a…

Senior Compliance Officer, Trade Surveillance (OTC) Scotiabank Toronto, ON, CA Oct 07, 2025

Requisition ID: 237949 Join a purpose driven winning team, committed to results, in an inclusive and high performing culture. Purpose The objective…