Job Description

What is the opportunity?

As the Senior Manager, Wealth Management Internal Audit, you will provide independent and objective assessment of the effectiveness of risk management practices, internal controls and governance processes, and fraud prevention and detection in the Wealth Management (WM) platform of RBC. You will help to create solutions that support units in complying with regulatory requirements, following RBC policies and implementing industry best practices. You will gain exposure to RBC products, services, businesses, platforms to become a subject matter expert.


The RBC CAE Group leverages a unique perspective-- with a coordinated view across the entire business--to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.

What will you do?

Collaborate with other auditors/audit groups to effectively plan and execute audits in accordance with audit standards On certain engagements, lead a team of professional auditors and be responsible for all aspects of an audit. Draft the audit plan that ensures adequate coverage of all areas of an audit to permit the issuance of an overall opinion on internal controls and risk management practices to senior management. Assess effectiveness of internal controls, risk management practices and governance processes in order to draw conclusions to complete the audit programs. Effectively manage relationships and build credibility with audit clients, including the provision of timely updates through effective and clear communication Discover patterns, insights, trends and anomalies from straightforward analyses, data sets and visualization tools and develop requests for advanced analytics by providing detailed and clear questions to the Data Analyst or Data Scientist. Maintain proactive and ongoing monitoring and discussions with business leaders Keep abreast of organizational, regulatory, product, strategic and financial changes and/or trends impacting Wealth Management business platform.

What do you need to succeed?

Must-have:

You hold a designation in good standing in one or more of the following; CIA, CPA/CA, CFA or similar equivalent undergraduate degree with a financial services background. Demonstrated experience with audit methodologies and best practices Excellent interpersonal, written and verbal communication skills with the ability to communicate a wide variety of complex information in both oral and written format Minimum 3 - 5 years of audit experience In-depth knowledge of business, and functions of Wealth Management. Strong problem solving and negotiating skills to mitigate conflicts arising from difficult situations

Nice -to-Haves:

Ability to quickly understand the risks associated with new services and/ or routines, products related to Wealth Management and to formulate practical audit procedures to adequately monitor new risk and ensure adherence to limits. Knowledge of Canadian, US and International regulatory standards, auditing standards and business processes in the financial securities environment. Understanding of Advanced Analytics and data visualization tools and reporting. Understanding of general IT risks in order to identify the key risks and controls in the business process or activity being audited.

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation Leaders who support your development through coaching and managing opportunities Ability to make a difference and lasting impact Work in a dynamic, collaborative, progressive, and high-performing team

Job Skills

Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented

Additional Job Details

Address:

20 KING ST W:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2025-08-28

Application Deadline:

2025-09-28

Note

:

Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

I

nclusion

and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

Join our Talent Community

Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.



Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.