Pfsl Licensing Analyst

Mississauga, ON, CA, Canada

Job Description

About this Position
We are currently looking for a Licensing Analyst to join our Mutual Fund Licensing Department.
Responsibilities and Qualifications
RESPONSIBILITIES:Handle screening Outside Activity (OA) disclosures from licensed agents Assist with keying and processing registration renewals Process form 4 applications Handle inquiries from Regulators related to registrations Process OA forms and related changes in the National Registration Database (NRD) system and checking the status of submitted applications Responsible for handling inquiries from Regulators related to outside activities Process accounting adjustments Review incoming emails in the department email box Assist with submitting non-renewal exclusions on NRD Assist with non-renewal terminations and reporting on NRD Miscellaneous tasks as assigned

QUALIFICATIONS:Post-secondary education or equivalent knowledge and skills acquired through related work experience Minimum 1 year office experience would be an asset Familiarity of database and mainframe systems an asset understanding of sense of urgency in terms of dealing with regulatory requirements Excellent verbal and written communication skills Basic knowledge of accounting would be an asset Ability to work under pressure in a high volume, fast-paced environment Excellent organizational, problem solving & time management skills with the ability to multi-task Quick learner and ability to work well both independently and in a team environment Basic knowledge of MS Office programs (Word, Excel)

It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.
At Primerica, we believe that diversity and inclusion are critical to our future and our mission - creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.

Beware of fraud agents! do not pay money to get a job

MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.


Related Jobs

Job Detail

  • Job Id
    JD2610856
  • Industry
    Not mentioned
  • Total Positions
    1
  • Job Type:
    Full Time
  • Salary:
    Not mentioned
  • Employment Status
    Permanent
  • Job Location
    Mississauga, ON, CA, Canada
  • Education
    Not mentioned