Job Description

Job description

About CTBC Bank Corp. (Canada):

CTBC Bank Corp. (Canada) has proudly served our customers for over 20 years. We are an equal opportunity employer that values diversity and is committed to fostering an open, accessible, and inclusive work environment. We believe in supporting our employees' growth and development to help them achieve their personal and professional goals.

CTBC Bank Corp. (Canada) is a subsidiary of CTBC Holding Company Ltd. and is the largest publicly listed bank headquartered in Taiwan. As part of a global banking network with industry leading reputation in the Asia Pacific, we continue to place our clients in the forefront of our services. We are all about our clients, our business, and our people. If you are looking for an opportunity to grow and learn in financial services, join us at CTBC Bank to expand your experiences in financial services, customer relations, and banking.

Compliance & AML Manager

The Manager, Compliance & AML will provide significant contribution in conducting objective, independent risk assessment to the bank's compliance with AML and ATF requirements. This involves strong leadership and AML audit test applies to ensure alignment with legislation, jurisdictional regulatory requirement, and internal policies and standards.

:

Monitor and assess the regulatory and legislative environment to identify emerging compliance and AML/ATF risks, issues, and regulatory changes. Coordinate the development, review, and implementation of policies and procedures in response to new or amended laws and regulations. Interpret and apply Compliance & AML requirements across departments, ensuring clarity and consistency in execution. Oversee and manage Compliance & AML self-assessment and monitoring programs to ensure ongoing adherence to internal and external standards. Lead the team in reviewing and investigating potential fraud or suspicious activities using designated monitoring platforms. Support the development and maintenance of policies, procedures, training materials, and other compliance-related communications to meet regulatory obligations. Work closely with the Chief Compliance Officer & CAMLO to recommend and implement enhancements to compliance processes, controls, and governance practices. Coordinate regulatory examinations and internal audits, ensuring timely and accurate responses to requests and follow-up actions. Ensure accurate and timely submission of regulatory filings and internal reports. Act as a liaison with auditors and regulators on matters related to the Bank's compliance and AML controls. Oversee the rollout and delivery of training related to new or updated policies, directives, and regulatory expectations. Provide leadership and guidance to team members, supporting their development and ensuring performance objectives are met. Perform other duties as assigned by the supervisor.

Qualifications:

University degree with 3+ years of regulatory compliance management and/or AML/ATF experiences. 8-10 years of banking experience preferred. Mandarin as second language an asset. Ability to identify problems and recommend solutions to complex control, financial, or technical issues. Strong English written and verbal communication skills to deliver high quality, actionable feedback on a variety of complex issues. Strong strategic thinking and decision making skills with the ability to prioritizing objectives. Ability to self-motivate and proactively enforce regulatory compliance standards across the organization.

Recruitment Process and Privacy Notice:

We thank all applicants for their interest in joining CTBC Bank Corp. (Canada). Please note that only shortlisted candidates will be contacted.

To learn how we handle applicant personal information, please refer to our

Applicant Privacy Notice

available on our website at www.ctbcbank.ca.

Job Type: Full-time

Pay: From $60,000.00 per year

Benefits:

Dental care Extended health care RRSP match Vision care
Experience:

AML: 3 years (preferred) banking: 8 years (preferred)
Language:

Mandarin (preferred)
Work Location: In person