Our organization:
The Alberta Securities Commission (ASC) is the industry-funded regulator responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators (CSA), the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.
The Enforcement division enforces Alberta securities laws by investigating and prosecuting breaches of those laws with an eye for preventing and stopping current and future misconduct.
The opportunity:
The successful candidate for the role of Litigation Counsel will be part of a team of professionals within the Enforcement division. This position focuses on prosecuting alleged violations of the Securities Act (Alberta) in hearings conducted before panels of the Commission. It is anticipated that Litigation Counsel will represent the ASC in two to three hearings a year in addition to providing legal advice and negotiating settlements on other files
Key responsibilities include:
Working collaboratively with investigators, evidence analysts and other litigation counsel to prepare for and assist in conducting hearings and appeals.
Preparing legal memoranda that provide an assessment of and recommendations for each assigned case.
Conducting legal research in relation to Enforcement files.
Drafting Notices of Hearing, submissions and other documents for administrative proceedings.
Conducting and supervising disclosure in accordance with the requisite legal standards.
Making interim and interlocutory applications at the Court of Kings Bench, Alberta Court of Justice, and the ASC, including search and seizure orders, constitutional challenges, interim cease trade orders, and asset freeze orders.
Preparing witnesses for giving testimony.
Attempting to resolve matters through settlement negotiations when appropriate.
Providing legal advice on securities law issues to all professional members of the ASC.
The ideal candidate will possess:
A law degree and be an active member in good standing with the Law Society of Alberta.
A minimum of three years of experience practicing law, with a focus on litigation.
A proactive, self-motivated approach with superior analytical ability and sound oral and written advocacy skills.
A strong professional work ethic and ability to work both alone and on a collaborative team.
Knowledge of corporate/commercial, securities and/or administrative law is an asset.
MNCJobz.com will not be responsible for any payment made to a third-party. All Terms of Use are applicable.