Job Description

Come Work with Us!

At RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.

Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that matters in the world, in an environment built on teamwork, service, responsibility, diversity, and integrity.

Job Title Compliance Officer, Monitoring & Testing



What is the opportunity?

As Compliance Officer, Monitoring and Testing (M&T), you will support the Investor & Treasury Services (I&TS) Compliance M&T program for Canada. Your responsibilities will include identifying risks, trends, themes and systemic breakdowns in the regulatory compliance controls. You will also provide reporting on the results of M&T.

What will you do?

Conduct monitoring and testing responsibilities as described in the Regulatory Compliance Management (RCM) Framework and RCM Monitoring and Testing Control Standard and other relevant documents

Work with Compliance Advisory team and reporting manager in I&TS Compliance to assist with developing monitoring and testing plans

Conduct monitoring and testing in accordance with testing schedule; maintain monitoring and testing working papers on shared drive

Identify any patterns, themes or trending in business and function activities/controls that may indicate weaknesses

Prepare a written report on the results of compliance monitoring and testing for review by reporting manager and Chief Compliance Officer for further distribution to business heads and executives as required

Liaise with key stakeholders to review test results

Responsible for the preparation and adherence to strict deadlines with the filing of monthly/annual provincial and federal regulator reports relating to the underfunding of pension plan contributions

Liaise with provincial and federal regulator queries with respect to our pension clients' contribution status

What do you need to succeed?

Must-have

2+ years of relevant experience in compliance and/or audit

Ability to multi-task with exceptional level of accuracy

Strong ethics and values to ensure regulations are met and adherence to RBC standards

Experience and ability to communicate to impact and influence with all levels of management/staff

PC literacy with good working knowledge of Microsoft applications (Word, Excel, PowerPoint) with an automation mindset

University degree in business, finance, economics or other related discipline

What's in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable

Leaders who support your development through coaching and managing opportunities

Ability to make a difference and lasting impact

Work in an agile, collaborative, progressive, and high-performing team

The opportunity to interface with senior level executives from many different parts of the organization

Job Summary

Address: TORONTO, Ontario, Canada

City: CAN-ON-TORONTO

Country: Canada

Work hours/week: 37.5

Employment Type: Full time

Platform: Group Risk Management

Job Type: Regular

Pay Type: Salaried

Posted Date: 2022-08-19-07:00

Application Deadline: 2022-09-20-07:00

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.

We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at rbc.com/careers.