Why Gulf & Fraser?
Drive, contribute, grow \xe2\x80\x93 together.
At Gulf & Fraser, you have the opportunity to drive, develop and further your career alongside a team of passionate, empowered and engaged fellow professionals. Gulf & Fraser is proud to offer a caring, open-minded culture that encourages community involvement where you can contribute to causes that are important to you. You can grow your own success and feel great about working with us!
We offer a comprehensive total compensation plan above your base salary including an incentive bonus, a fantastic benefits plan, an unbeatable RRSP contribution program and a staff loan program with preferred interest rates, as well as a work environment to enable you to be your best at work. Visit us at https://www.gulfandfraser.com/about-us/careers to learn more about what it\xe2\x80\x99s like to work for Gulf & Fraser!
Position Overview
Gulf & Fraser has an exciting opportunity for a Compliance Analyst. *
Position Overview*
The Compliance Analyst contributes to service excellence by implementing, supporting and monitoring systems and processes related to regulatory compliance and risk management to promote the safety, security and protection of members, staff and credit union assets. The incumbent partners with Risk Management, branches and partner departments to effectively and proactively monitor compliance in accordance with regulatory requirements to contribute to a superior member experience. *
Accountabilities:*
Regulatory Compliance

• Proactively ensures day-to-day compliance with the various legislations under which the credit union operates (i.e. Proceeds of Crime (Money Laundering) and Terrorist Finance Act & Regulations, Common Reporting Standard, Personal Information Protection Act, etc.)
• Coordinates and maintains procedures related to regulatory compliance requirements and provides ongoing monitoring.
• Identifies areas of non-compliance; recommends resolution to ensure overall credit union compliance.
• Investigates incoming suspicious activity and potential watchlist matches; supports fraud detection and prevention through oversight of partners and systems.

Reporting and Auditing

• Administers reports related to FINTRAC such as Large Cash Transaction Reports, Suspicious Transaction Reports and Electronic Funds Transfer Reports.
• Administers reports related to supervisory and regulatory requirements (i.e. Terrorist Financing, Annual Self-Assessments, etc.).
• Conducts reviews of member-related documentation to ensure compliance with G&F\xe2\x80\x99s policies and procedures.
• Coordinates the preparation of recurring compliance reporting.
• Supports the process and preparation of compliance and risk audits and related reports.

Collaboration and Support

• Proactively seeks ways to improve efficiencies with compliance related processes.
• Identifies training opportunities for areas of non-compliance; recommends and assists with resolution to ensure branch sales teams are fully supported.
• Partners with Learning & Development to ensure staff compliance training programs are current.
• Supports branch operations as a point of contact for compliance and audit related inquiries; escalates inquiries as necessary.
• Collaborates with other departments to direct compliance issues to appropriate channels for investigation and resolution.
• Supports Risk Management as necessary in risk-related initiatives and processes, including AML and Fraud Alert processes.

Requirements:

• Minimum 3-5 years\xe2\x80\x99 experience in financial services
• Solid knowledge and understanding of regulatory requirements, risk, security and compliance practices and policies
• Post-secondary training in compliance practices and/or fraud prevention and investigations is an asset
• Experience in a risk or regulatory related role within financial services is an asset
• Excellent communication and organizational skills
• Equivalent combination of the above may be appropriate

*
How to Apply:*
Please submit your application online through https://www.gulfandfraser.com/about-us/careers. We sincerely thank all applicants for their interest; however, only shortlisted candidates will be contacted for an interview. Job Type: Full-time