Job Description

Seeing beyond numbers(TM)

At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 2,800 employees working together as One Team, to provide a broad range of financial services and advice-based solutions for customers across Canada and the United States. We drive results by placing our customers first, making the better choice, acting courageously, and believing everyone belongs.


This role sits within Laurentian Bank.


This role supports the Monitoring & Testing team within Regulatory Compliance Management (2nd Line of Defense). The team conducts independent reviews across the organization to ensure compliance with laws, regulations, and internal standards. Using a risk-based approach, the Advisor helps assess the design and effectiveness of compliance controls and supports the resolution of any identified gaps. This position reports to the AVP RCM Monitoring & Testing.

Responsibilities

Assist with compliance monitoring and testing activities to ensure controls are working effectively and meet regulatory requirements. Lead and support desk reviews / prepare questionnaires to first line compliance on topics assigned. Document findings and ensure work aligns with established testing methodologies. Ensure entries in the RCM System (Resolver) meet RCM standards and provide effective challenge where required to ensure the system is maintained and updated appropriately by stakeholders. Help improve team processes by supporting governance initiatives and maintaining proper documentation and audit trails. Respond to inquiries from business units via the RCM mailbox and system, including follow-ups on action plans and regulatory matters. Track and manage information from business units (e.g., issue logs, training records, self-assessments, responses to testing). Assist in preparing materials for quarterly and annual compliance reporting. Perform other related tasks as assigned.

Qualifications

University degree in a related field (e.g., business, law, finance). Minimum 3 years of experience in compliance, risk management, or internal audit within a financial institution or a regulator. Professional certifications (e.g., CPA, CFA, ACAMS) are an asset. Strong communication skills both in English and French.
Ability to identify and communicate risks clearly. Proactive, organized, and detail-oriented. Team player with a high level of integrity. Experience using AI tools in the workplace is a plus.
Professional working proficiency in French and English languages required as position involves frequent written and oral communication on complex matters with internal and external parties in both languages.

What Laurentian Bank has to offer you:

The total compensation offered by Laurentian Bank encompasses a comprehensive range of benefits, highlighting our commitment to the well-being and success of our employees.



Here are some of the key points of our offering:


The actual annual base salary offered will take into account internal equity, skills, and experience among other factors.

Total compensation:

Earn a comprehensive compensation package that includes annual reviews and performance-based bonuses.

Work model:

We prioritize a hybrid work model based on business needs.

Stock purchase plan:

Become not just an employee, but a Laurentian Bank shareholder. Employer matching takes your investment even further.

Time off:

In addition to paid vacation, we provide floating days and leave options to accommodate the diverse needs of our employees. Plus, as an extra perk, you also get a paid day off to celebrate your birthday.

Health and wellness:

Take care of your health and well-being with access to healthcare professionals, our Employee and Family Assistance Program (EFAP), and a Stress Management and Well-Being Program.

Group insurance and pension:

We offer a competitive insurance program based on your family's needs and a defined contribution pension plan to help prepare for your future.

Financial benefits:

As a Laurentian Bank employee, you're also the best ambassador for our products and services. Take advantage of employee-only offers on a wide range of products. Enjoy exclusive deals and preferred rates on products and services including insurance, hotels, train tickets, spas and many more.

We are committed to creating a fulfilling professional environment where your skills are valued, and your well-being is a priority. Join us for a rewarding career at Laurentian Bank.

Inclusion and Accessibility

At Laurentian Bank, we believe everyone belongs. We are committed to fostering an inclusive work environment that reflects the diversity of our customers and our communities and where everyone feels like they belong and can thrive. To this end, we encourage applications from individuals from equity-deserving groups, including Indigenous persons, racialized and persons with disabilities, marginalized genders and the 2SLGBTQIA+ community.


We strive to offer a flexible and accessible work experience that is inclusive of everyone. If at any time you need an accommodation, please let us know.

PIPEDA

We may collect, use or disclose your personal information for the purpose of establishing an employment relationship with you.